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**** Series-7 Description | Series-7 Syllabus | Series-7 Exam Objectives | Series-7 Course Outline ****



**** SAMPLE Series 7 2021 Dumps ****

QUESTION: 8
UGMA stands for _______.
A. Uniform Grant to Minors Act
B. Uniform Grant to Minorities Act
C. Uniform Gift to Minors Act
D. Uniform Gift to Minorities Act
Answer: C
QUESTION: 9
For the New York Stock Exchange, a company must have at least _________ million
A. 1.0, 2000, 150
B. 1.0, 3000, 100
C. 1.1, 2000, 100
D. 1.1, 3000, 150
Answer: C
QUESTION: 10
__________ is shorthand for regular way settlement.
A. T + 3
B. S + 2
C. Z + 1.5
D. N + 3.5
Answer: A
3
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